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[Learn more] Media, Events, Networking, Roundtable, Membership - [Contact Us] This site is for accredited investors, professional investors, investment managers and financial professionals only. You should have assets around $3 million to $300 million or managing $20 million to $3 billion. Hong Kong SFC Fines China Everbright Securities $484,000 for Anti-Money Laundering Breaches, Failure to Identify $31 Million from 178 Transactions 17th June 2022 | Hong Kong The Hong Kong Securities & Futures Commission (SFC) has reprimanded and fined China Everbright Securities HK (CESL) $484,000 (HKD 3.8 million) for failures in complying with anti-money laundering and counter-terrorist financing (AML/CFT) regulatory...
